Kai Saathoff-Senior Manager Regulatory Changes and Digitalization
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Experience
Senior Manager Regulatory Changes and Digitalization
Consulting Firm
- Responsible for business development, sales, partnerships, and marketing
- Project management and business analysis for regulatory and strategic projects
- Test management
- Expert in digitalization strategies
- Expert in new EU regulations and legislative changes
- Expert in client-related projects
- Implementations in asset management and in the banking sector
Chief Operating Officer (COO) for Asset Management Germany; Head of Business Management and COO of MACS (Multi
Major Bank Frankfurt
- Responsible for investment operations, procurement, trading, institutional client service, accounting, fund accounting, investment management, investment and risk compliance, legal asset management, finance
- Business sponsor and program manager for all regulatory projects (AIFM, UCITS, MiFID II, MiFIR, EMIR, Dodd-Frank, Volcker, FATCA)
- Project manager for operational, organizational, and business development projects
- Strategic planning
- Project manager for product development projects
- Planning, analysis, and control of various budgets and cost drivers
Head of Client Relationship Service global
Major Bank Frankfurt
- Responsible for institutional client service as well as client reporting, performance measurement reporting, and risk reporting, after-sales client service, pre-sales client servicing
- Further development of service strategies
- Vendor management (internal/external)
- Program management including stakeholder management, communication, financial and resource budgeting, and controlling
- Coordination of internal and external teams and project teams
- Risk management and quality assurance across the entire value chain
Industry Experience
See where this freelancer has spent most of their professional time.
Experienced in Banking and Finance and Professional Services.
Business Area Experience
See which departments and functions this freelancer has contributed to most.
Experienced in Project Management, Customer Service, Strategy, Quality Assurance, Information Technology, and Accounting.
Summary
Mr. Saathoff has many years of experience implementing regulatory and strategic requirements in the financial industry. After his banking apprenticeship and during his studies in economics as well as banking and finance, he spent several years in large international banks working in investment management in senior roles at both national and international levels. He has demonstrated his in-depth understanding of the necessary changes in operational processes, IT systems, and governance structures by leading numerous projects at both project and program levels. His extensive experience enables him to identify obstacles early in a project, solve problems with a client focus, and defuse conflicts at an early stage. Thanks to his strong skills in business, compliance, and IT, he is able to bring together the various departments and project stakeholders to develop cost-efficient and sustainable solutions. With his hands-on approach, he also delivers client-optimized solutions in time-critical phases.
Skills
- Highly Experienced Program And Project Manager And Business Analyst For Challenging Projects In Investment Management And The Banking Sector
- Strong Expertise In Front-To-Back Processes
- Subject Matter Expert In Governance, Risk And Compliance (Grc) Including Vendor Management, Outsourcing, And Tender Management For Third-Party Services According To Eba, Marisk/Mago, Bait/Vait/Kait, Dora
- Subject Matter Expert In Supervisory Requirements, Digitalization, And Business Intelligence Including Development Know-How
- Subject Matter Expert In Sustainability, Esg Compliance, And Eu Taxonomy
- Over 25 Years Of Experience In The Banking And Insurance Sectors And Investment Management
Expertise
- Program/Project Management/Stakeholder Management
- Business Analysis
- Test Management
Regulations
- Mifid / Mifir
- Emir, Sftr, Dodd-Frank Act
- Priips
- Gdpr / Bcm (Iso 22301) / Isms (Iso 27001) / Bsi Basic Protection
- Anti-Money Laundering / Wphg / Kyc / Kys
- Kagb / Ucits / Aifmd
- Eba / Marisk / Bait / Lksg / Dora
- Solvency Ii
- Eu Taxonomy / Esg (Sdg)
Banking
- Securities And Derivatives
- Compliance
- Financial Controlling
- Portfolio And Risk Management
- Governance, Risk And Compliance (Grc)
- Vendor Management / Vendor Risk Management
- Tender Management / Outsourcing Controlling / Procurement
- Documentation (Formal Procedural Guidelines)
Investment Management
- Investment Compliance
- Investment Risk
- Investment Reporting
- Performance And Risk Measurement
- Fund Setup And Structuring
- Fund Accounting
- Fund Distribution And Product Development
- Portfolio Management And Trading
- Traditional / Alternative Investment Classes (Real Estate, Bank Loans, Commodities, Senior Loans)
- Esg Investments
Systems And Interfaces
- Simcorp Dimension
- Statpro / Factset
- Rimago / Riskarcher / Vasgardian / Prevalent / Fortifydata / Forumism
- Artemeon Agp
- Fpml
- Murex / Summit
- Bloomberg
- Peoplesoft / Sap
- Oracle / Azure / Sql Server
Miscellaneous
- Microsoft Office
- Vba
- Sql / Ms Ssrs
- Power Bi / Power Apps
- Actuate Bi (Opentext)
Languages
Education
AKAD University of Applied Sciences Stuttgart
Diploma in Business Administration (FH) · Business Administration · Stuttgart, Germany
Frankfurt School of Finance and Management
Diploma in Banking (Bank Academy) · Frankfurt, Germany
Frankfurt School of Finance and Management
Bank Business Administrator (Bank Academy) · Frankfurt, Germany
Certifications & licenses
PRINCE2 Agile
Axelos Ltd.
PRINCE2 Foundation
Axelos Ltd.
PRINCE2 Practitioner
Axelos Ltd.
Certified EFFAS Financial Analyst (CEFA)
DVFA German Association for Financial Analysis and Asset Management
Statistics
Experience
Global Experience
Expertise
Qualifications
Profile
Frequently asked questions
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