Robert Kliche - Auriliance | Golden Source for Corporate Governance & Compliance
Experience
Interim AML/KYC Consultant
UBS/Deloitte AG
Credit Suisse integration, Business Risk Management (BRM) Gap analysis of AML/KYC framework UBS/Credit Suisse | interim AML/KYC framework adjustments | target AML/KYC framework design | concept reviews | manual onboarding process controls assessments | evaluation of risk assessments (wave migration) | stakeholder communication
CONTEXT: Subcontractor as interim AML/KYC consultant for Deloitte AG as part of the BRM-NFR integration program booking centre Switzerland
11/2025 – present Support for BRM Advisory, FCP Competence Centre 04/2025 – present BRM integration task force risks & issues wave migration (in collaboration with IO risk team, compliance and legal) 08/2024 – 03/2025 BRM integration risk oversight AML/KYC manual onboardings 11/2023 – 07/2024 Deputy AML/KYC project manager
Compliance Specialist
Bank Hapoalim
Email screenings | document screenings | transaction screenings | reviews
CONTEXT: Conducting screenings and reviews as part of an evaluation (international context) during the bank wind-down, in close coordination with involved lawyers (Baker McKenzie) and forensic specialists (Deloitte)
Interim KYC AML Officer
Credit Suisse/EY
KYC/AML remediation for high, medium and low risk cases Plausibility assessments | stakeholder communication
CONTEXT: Subcontractor as interim KYC AML officer for Ernst & Young Ltd during remediation at Credit Suisse Trust, in close coordination with business units and compliance (Zurich, Geneva, Hong Kong, Singapore, Dubai and Guernsey)
Interim KYC Officer
pbb – Deutsche Pfandbriefbank AG
Client lifecycle management/KYC KYC assessments | KYC process and change management | stakeholder communication
CONTEXT: Interim KYC officer integrated into the 1st line of defense, responsible for KYC assessments of real estate finance existing and new clients in close coordination with origination, credit risk management and compliance (Munich, London, Paris and Madrid)
Project Manager Compliance/KYC
VTB Bank (Europe) SE
Project and budget management | implementation of KYC workflow tool | KYC remediation for corporate clients | file digitization | KYC process and change management | KYC consulting and coaching | adjustment of KYC policies | stakeholder communication
CONTEXT: Project management of a compliance project focused on Know Your Customer (KYC), particularly the rollout of a KYC workflow tool in cooperation with PwC/Pega, KYC remediation of client files (corporate clients) with BDO, and digitization of client files (corporate and financial institutions) with Iron Mountain
Compliance Officer
Mobility Concept (Hg Capital Group)
Compliance and AML coaching | design and implementation of a central gifts register | design and implementation of processes | development/adaptation of policies | creation of a compliance training concept with an underlying risk heat map | development of training materials | conducting training/workshops | point of contact for management and staff | communication with stakeholders
CONTEXT: Interim takeover of the compliance officer role at a leasing company that was recently sold by a banking group to a private equity investor
PCC/CIB – KYC Task Force German Perimeter
Deutsche Bank
Deutsche Bank, Frankfurt, Berlin, Gdansk
KYC consulting and coaching | KYC policy assessments | KYC process and change management | KYC (system) reengineering | communication with stakeholders
CONTEXT: Participation in the remediation of high-, medium- and low-risk clients as well as in adapting the KYC organization, particularly with respect to efficient onboarding, review and offboarding processes (1st LoD)
Compliance & AML Officer
DZ HYP
Anti-corruption (relationship management) | KYC assessments | communication with stakeholders | payments and transaction reviews | creation of an AML training concept with an underlying risk heat map | conducting workshops | point of contact for staff
CONTEXT: Interim takeover of the compliance & AML officer role with focus on corruption and the anti-money laundering value chain (onboarding, payments, monitoring, reporting)
Group Compliance, Enhanced Due Diligence Financial Institutions
Commerzbank
KYC process management | KYC assessments | communication with stakeholders | efficiency improvements | dashboard creation | reporting | workshop organization (change management)
CONTEXT: Participation in reducing legacy transactions (backlog) as well as in the restructuring and optimization of due diligence processes for high-risk financial institutions (2nd LoD)
Global Corporate Governance (Advisory & Solutions)
Deutsche Bank
Governance assessments | committee monitoring | process management | tool optimization | line responsibility management | duty management | communication with stakeholders | workshop moderation
CONTEXT: Participation in implementing the Governance Owner Application (GO App), partly in a coordinating role as project manager, partly in a line role as global governance relationship manager (for both committees and senior management)
Operational Risk Management (PMG), division- and function-related, (inter)national
Deutsche Bank
Setting up committees and processes | committee support | follow-up scheduling and topic coordination | communication with stakeholders | efficiency improvements | reporting | software implementation
CONTEXT: Participated in the implementation of the Read-Across organization and the Read-Across SAS tool for a structured analysis of operational risks
Credit Risk Management, Corporates (national & international exposures)
HSH Nordbank
Section 18 analyses | financial statement analyses | rating creation | KPI controlling
CONTEXT: Temporarily took over the role of credit analyst for various clients/exposures across different industries
Portfolio reduction, Structured Finance Real Estate (national & international exposures)
pbb – Deutsche Pfandbriefbank
Portfolio management | asset management | Section 18 analyses | financial statement analysis | rating creation | cash flow modelling | covenant monitoring | collateral management | client negotiations
CONTEXT: Temporarily took over the role of portfolio reduction manager in the reduction of a real estate credit portfolio/servicing for FMS Wertmanagement (Bad Bank of the former Hypo Real Estate)
Credit Risk Management
MAN Finance International
GAAP analysis | development of a formal structure for the content processing of credit proposals | temporary credit committee organization
CONTEXT: Harmonized various European GAAP for a consistent risk assessment as part of the financial statement analysis and reporting system (BARS), discussed credit proposals with various international branches, weekly organization of the credit committee
Senior Consultant
Porsche Consulting GmbH
Business Excellence Banks & Insurance
Senior Specialist, Executive Office Board Staff, Department Director
BayernLB
Coordination of topics (internal and external) | Communication with sponsors and shareholders, in particular support of the regular coordination meetings with owners' representatives | Communication with supervisory authorities | Monitoring statutory compliance | Interface with the external auditor regarding committees
CONTEXT: Contact person for the members of the Risk Committee (also representing the members of the Audit Committee) of the Supervisory Board of BayernLB; Committee support, in particular preparation and follow-up of the Risk Committee meetings (also for the Audit Committee); special projects (committee member remuneration, rules of procedure, etc.)
Specialist, Board Staff for Sustainability Management, Bank Authorized Officer
BayernLB
Advisory | Strategy Analyses | Technology Assessments | Client Meetings
CONTEXT: Cooperation partner of the Relationship Management teams of the market divisions in client acquisition and support for sustainability management and future markets (especially environmental technology); central interface function between technology and corporate finance; bank representative at relevant trade fairs and forums
Assistant to CEO
German Centre for Industry and Trade Shanghai
Link to investor (BayernLB) | Equity Controlling | Responsibility for BoD meetings, including preparation and follow-up and all BoD-related projects | Regulatory Reporting | Restructuring | Absorption Merger | Financing | Controlling | Reporting | Accounts Receivable Management | Annual Financial Statements
CONTEXT: Link between the investor (BayernLB) and the subsidiary (German Centre Shanghai); technical responsibility for the finance and administration department; Lead (project) responsibility for
- retrograde project controlling during the construction phase,
- restructuring of project financing,
- design, implementation/execution of business processes, responsibility matrix, reporting, controlling, accounts receivable management (dunning) and monthly reporting,
- restructuring of the entire German Centre Group with an equity transfer (transferring a subsidiary) from a holding in Hong Kong to a holding in the British Virgin Islands, winding up the Hong Kong holding, absorption merger of two operating units in Shanghai (in cooperation with Taylor Wessing Shanghai, KPMG Hong Kong and Shanghai, as well as BayernLB in Munich and the branches in Hong Kong and Shanghai),
- annual financial statements (coordinator, interface to the external auditor),
- legal issues (coordinator, interface to external lawyers)
Senior Analyst Corporate Finance
BayernLB
BayernLB, Munich, Paris
Risk Assessments | Technology Assessments | Strategy Analyses | Financial Statement Analyses (HGB, IFRS, US GAAP, Swiss GAAP, French GAAP) | Credit Analyses (including rating preparation) | Client Meetings | Loan Structuring | Contract Drafting (covenants etc.) | Loan Syndications
CONTEXT: Risk management of an international portfolio of energy companies (energy groups, power plants and municipal utilities); risk management of structured financings in cooperation with the New York and London branches; participation in the introduction of the new credit process at the Paris branch from 10/2003 to 04/2004; recovery of a stressed exposure in Argentina (step-up floating rate note) in cooperation with the New York branch and the representative office in Buenos Aires; credit authority of EUR 10 million.
Industry Experience
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Experienced in Banking and Finance, Professional Services, Real Estate, and Insurance.
Business Area Experience
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Experienced in Finance, Accounting, Project Management, Legal, Strategy, and Audit.
Summary
Dear Sir or Madam,
As an independent interim manager in corporate governance / risk management / regulatory compliance (banking), I offer you cooperation on a project basis (B2B) in the DACH region, e.g. if you or your client need to temporarily bridge a position or bring in a resource on a project and possibly phase them out again flexibly, as needed. I would also be happy to take on administrative or supervisory board mandates for you.
Best regards,
RK
Skills
- Strategy
- Organization
- Finance
- Risk Management
- Governance
- Regulatory Compliance (Kyc, Aml, Fcp Etc.)
- Value And Result Orientation
- Teamwork And Leadership Skills
- Communication And Negotiation Skills
- International Experience
- Positive View Of People
- Ability To Take Criticism
- Ms Office
- Relativity
- Navone
- Jira
- Sap
- Project Management: Prince2 Practitioner, Scrum Master
Languages
Education
Universität St.Gallen
Executive Master in Management & Law (EM ML HSG) · Executive Master in Management & Law · St. Gallen, Switzerland
Modular structure
03/2025 – 10/2025 CAS Business Law for Managers II: Corporate growth and competition; restructuring, liability and succession; company sale and reorganization (M&A)
11/2024 – 11/2024 Master module seminar: Negotiation skills and intercultural negotiation I
11/2023 – 10/2024 CAS Business Law for Managers I: Companies and employees; companies and contractual partners; legal forms and corporate governance
09/2021 – 06/2022 CAS Data Protection Officer: Fundamentals of data protection; data asset/right; data governance; data security
02/2019 – 10/2019 CAS Compliance in Financial Services: Compliance risks and regulatory expectations; legal requirements for compliance; compliance in retail and wealth management; compliance in institutional and corporate client business; compliance organization and its processes and tools
Master thesis: Interactions between ownership strategy, corporate strategy and corporate governance – analysis and solution approaches
Steinbeis-Hochschule Berlin
Master of Business and Engineering (MBE) · Master of Business and Engineering · Berlin, Germany
International advanced study program Master of Business and Engineering at Steinbeis University Berlin in cooperation with TU Dresden, Jönköping University - Jönköping International Business School, Indiana University - Kelley School of Business, Kyushu University (Fukuoka) and Sungkyunkwan University (Seoul) - SKK Graduate School of Business
Focus areas: business intelligence, mechanical engineering
Master thesis: Quantification of the benefits of simulations in automotive product development processes – a study in cooperation with the Otto engine research of Volkswagen AG, Wolfsburg
Fachhochschule Merseburg
Dipl.-Wirtsch.-Ing. (FH) · Industrial Engineering · Merseburg, Germany
Diploma program
Focus areas: finance, controlling, chemical and environmental engineering (environmental technology)
Diploma thesis: Aspects of globalization regarding the selection and monitoring of external industrial service providers – a study in cooperation with the Central German Oil Refinery
Certifications & licenses
Diploma in Corporate Governance
Corporate Governance Institute Dublin
Compliance Officer Advanced (Univ.)
Universität Augsburg (ZWW) · Augsburg, Germany
Scrum Master
Scrum.org
Compliance Officer (Univ.)
Universität Augsburg (ZWW) · Augsburg, Germany
PRINCE2 Practitioner
APMG International / AXELOS · Munich, Germany
NLP Advanced Master Systemic Leadership Business Applications (DVNLP)
Inntal Institut Bad Aibling · Bad Aibling, Germany
Wirtschaftsschutzmanager (WIS-M)
FH Campus Wien in Kooperation mit .BVT und BfV · Vienna, Austria
Certificate of Advanced Studies (CAS) Digital Innovation & Business Transformation
Universität St.Gallen · St. Gallen, Switzerland
Statistics
Experience
Global Experience
Expertise
Qualifications
Profile
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