Harpreet S.-Senior Regulatory Business Analyst
Check rate
Experience
Senior Regulatory Consultant
TF Financial Services GmbH
Provided Regulatory Reporting consultancy services to small and medium-sized financial services firms in the Zurich area, primarily focusing on Statistical Reporting to the Swiss National Bank.
Principal Consultant
First Derivatives
Leveraged extensive Regulatory expertise as a Manager-level consultant to contribute to Business Development initiatives within the Regulatory Solutions practice.
Senior Regulatory Business/Data Analyst
Barclays, Citi, Credit Suisse
- Played a key role as a Senior Business Analyst, contributing to the successful implementation of MiFID II transaction reporting, trade surveillance and statutory reporting projects across multiple banks.
- Conducted comprehensive business analysis and data analysis, identifying gaps and recommending solutions to ensure compliance with regulatory requirements.
- Assisted with project management, coordinating activities and ensuring timely delivery of project milestones.
- Collaborated extensively with Compliance, Finance & Operations stakeholders and offshore Development teams, fostering effective communication and alignment of objectives.
- Maintained clear and concise documentation, facilitating traceability & knowledge transfer.
Senior Regulatory Business/Data Analyst
UBS, Credit Suisse; Commerzbank
- Conducted comprehensive Business and Data analysis activities on Regulatory projects including MiFID II, EMIR and Dodd-Frank Transaction Reporting and AIFMD and UCITS reporting.
- Collaborated with cross-functional teams to analyse and document Business Requirements to form the basis for solutioning with Development Teams.
- Conducted thorough Data Analysis to ensure compliance with regulatory requirements.
Senior Compliance Data Analyst, Vice President
Credit Suisse
- Led a multi-year program to introduce a Compliance Data Warehouse, serving as the lead analyst within the Compliance Chief Data Office.
- Acted as a trusted technology partner and senior SME for Compliance stakeholders and IT teams, providing guidance on key topics such as Data Sourcing and defining and delivering yearly Book of Work.
- Identified the front-to-back IT landscape across PB & WM, determining the Golden Sources of transaction, position, and reference data.
- Defined Data Delivery Agreements for both data providers and consumers, ensuring seamless data integration and consistency.
- Performed logical Data Modelling and Data Quality analysis, identifying and remediating issues with Data Owners.
- Provided regular Project Status Reporting to program Stakeholders
Senior Compliance Business Analyst
Barclays, Commerzbank, Deutsche Bank, HSBC, JPMorgan
Conducted Business and Data analysis activities on multiple Regulatory Compliance projects including Large Shareholder Reporting for UK Takeover Panel, Japanese FSA, HKMA, MAS, SEC.
Senior Regulatory Business Analyst
Merrill Lynch
Regulatory Business Analyst
London Stock Exchange
Industry experience
See where this freelancer has spent most of their professional time.
Experienced in Banking and Finance and Professional Services.
Business area experience
See which departments and functions this freelancer has contributed to most.
Experienced in Business Intelligence, Project Management, Information Technology, Finance, and Sales.
Summary
- Accomplished Senior Business Analyst with a stellar track record of spearheading critical, data-centric Regulatory projects for Global Systemically Important Banks.
- Masterful in both Data and Business Analysis, driving full project lifecycle activities with precision for key stakeholders, including Compliance and Regulatory Reporting.
- Exceptional Data Management expertise, featuring Data Modelling, business and technical Data Architecture, Data Sourcing/Delivery and Data Quality Management.
- Proven ability to forge and maintain robust relationships with Senior Stakeholders across Global Time Zones.
Skills
Business Analysis
- Requirements Analysis & Engineering
- Functional Specification
- Gap Analysis
- Conducting Workshops
- Formal Text Planning & Execution
- Uml
- Rational Toolset
- Hp Qc
- Jira
- Confluence
- Waterfall
- Agile
- Visio
- Excel
Data Management
- Data Analysis
- Defining Etl Rules
- Logical Data Modelling
- Data Profiling
- Data Quality Remediation
- Data Sourcing
- Data Distribution
- Data Lineage
- Negotiating Sla'S
- Defect Analysis
- 3rd Level Support
- Informatica Data Explorer
- Sql
- R
- Xml
- Toad
- Oracle
- Elastic Search
- Hadoop
- Hive
- Unix
Regulatory/Compliance Domains
- Emir
- Dodd Frank
- Mifid Ii
- Transaction Reporting (Fsa, Bafin Wphg, Finma)
- Large Shareholdings Disclosure (Uk Takeover Panel, Finma, Hkma, Japanese Fsa, Mas, Sec 13f/G)
- Product/Investment Suitability (Aifmd, Ucits)
- Statistical Reporting
- Capital Adequacy Reporting (Fsa, Cbi, Snb)
- Personal Account Trading
- Trade Surveillance
- Control Room
- Interpretation Of Regulations
Banking Domain Knowledge
- Multi-Asset Class Product Knowledge
- Business Processes
- It/Business Architecture And Attribute-Level (Transaction, Position, Reference And Market) Data Across Wealth Management, Investment Banking & Private Banking Within Systemically-Important Banks
Languages
Education
Imperial College London
B.Eng. · Computing Science · London, United Kingdom
Statistics
Experience
Global experience
Expertise
Qualifications
Profile
Frequently asked questions
Have questions? Find more information here.
Harpreet is based in London, United Kingdom.
Harpreet speaks the following languages: English (Native), German (Intermediate).
Harpreet has at least 29 years of experience. During this time, Harpreet has worked in at least 7 different roles and for 8 different companies. The average length of individual experience is 4 years and 8 months. Note that Harpreet may not have shared all experience and actually has more experience.
Based on recent experience, Harpreet would be well-suited for roles such as: Senior Regulatory Consultant, Principal Consultant, Senior Regulatory Business/Data Analyst.
Harpreet's most recent position is Senior Regulatory Consultant at TF Financial Services GmbH.
In recent years, Harpreet has worked for TF Financial Services GmbH, First Derivatives, Barclays, Citi, and Credit Suisse.
Harpreet is most experienced in industries like Banking and Finance and Professional Services.
Harpreet is most experienced in business areas like Business Intelligence, Project Management, and Information Technology. Harpreet also has some experience in Finance and Sales.
Harpreet has recently worked in industries like Banking and Finance and Professional Services.
Harpreet has recently worked in business areas like Finance, Business Intelligence, and Project Management.
Harpreet holds a Bachelor in Computing Science from Imperial College London.
The availability of Harpreet needs to be confirmed.
Daily rate distribution
The rates shown represent the typical market range for freelancers in this position based on recent contracts on our platform.
Average rates for similar positions
Rates are based on recent contracts and do not include FRATCH margin.
The average daily rate is the mean of all daily rates from recent contracts of comparable freelancers on our platform.
The median daily rate is the middle value of all daily rates — half of comparable freelancers charge less, half charge more. Unlike the average, it is barely affected by outliers.
Calculated based on our freelancers’ daily rates as of 16 Oct 2026. Actual rates may vary depending on seniority level, experience, skill specialization, project complexity, and engagement length.
Similar freelancers
Discover other experts with similar qualifications and experience
Serkan U.
Katarzyna G.
Onik M.
Peter K.
Manfred P.
Peter M.
Francesco D.
Michael S.
René S.
Matthias M.
Experts recently working on similar projects
Freelancers with hands-on experience in comparable project as a Senior Regulatory Consultant
Ramazan B.
Michael T.
Oliver K.
Tina B.
Achim G.
Jun J.
Dennis D.
Judith G.
Felix M.
Tomas H.
Nearby freelancers
Professionals working in or nearby London, United Kingdom
Can K.
Athena B.
Bobster F.
Jérémie P.
Alex E.
Abdulrahaman W.
FRATCH F.
Hernani C.
Daniel A.
Kay A.
